Ensuring your business is adhering to regulations at a state, federal, international level is critical to building a successful operation. These regulations may change frequently and often times it may seem insurmountable to adapt the company’s policies and regulatory standards and practices to align with the new mandates – especially while juggling the BAU activities of the company. Traxion works with companies to help identify the required changes in detail, propose both tactical and strategic solutions, and build a project plan and roadmap for achieving these changes to become aligned with regulatory standards.
Regulatory Compliance & Risk Management
- Business Practice Uplift
- Compliance Regulation Adherence
- RCSA, OCC, SEC Mandate Preparation
- Legal, Risk, Compliance Coordination
- Data Privacy, Security, Governance